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Bespoke investments for highly specific needs.
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Market
Insights
July 2021
Quarterly Insights
Improvement in the Pandemic Drives Stocks to Record Highs
October 2021
Quarterly Insights
Market Volatility Spikes as We Enter Fourth Quarter
Unique
offerings
Custom Notes
21.1
Issuer
Bank of Montreal (BMO)
Duration
5 years
Yield
7.35% per annum, paid monthly
Call Protection
Non-callable for first 12 months,
Contingencies
Coupon barrier 70% of initial index levels (observed monthly)
Principal (at maturity) barrier 65% of initial index levels
Underlying Indices
Lesser of S&P 500, NASDAQ, and Russell 2000.
Targeted Dates
Strike and Trade on Tuesday, June 1, 2021*
21.2
Issuer
Morgan Stanley
Duration
3 years
Yield
8.00% per annum, paid monthly
Call Protection
Non-callable for first 12 months
Contingencies
Coupon barrier 65% of initial index levels (observed monthly)
Principal (at maturity) barrier 65% of initial index levels
Underlying Indices
Lesser of S&P 500, Dow Jones Industrial Average, and NASDAQ
Targeted Dates
Strike and Trade, March 19, 2021*
21.3
Issuer
Bank of Montreal (BMO)
Duration
5 years
Yield
7.35% per annum, paid monthly
Call Protection
Non-callable for first 12 months,
Contingencies
Coupon barrier 70% of initial index levels (observed monthly)
Principal (at maturity) barrier 65% of initial index levels
Underlying Indices
Lesser of S&P 500, NASDAQ, and Russell 2000.
Targeted Dates
Strike and Trade on Tuesday, June 1, 2021*
21.4
Issuer
UBS AG
Duration
4 years
Yield
7.00% per annum, paid monthly
Call Protection
Non-callable for first 12 months
Contingencies
Coupon barrier 70% of initial index levels (observed monthly)
Principal (at maturity) barrier 65% of initial index levels
Underlying Indices
Lesser of S&P 500, NASDAQ, and Russell 2000
Targeted Dates
Strike and Trade on July 13, 2021*
21.5
Issuer
Bank of Montreal (BMO)
Duration
4 years
Yield
7.65% per annum, paid monthly
Call Protection
Non-callable for first 12 months,
Contingencies
Coupon barrier 70% of initial index levels (observed monthly)
Principal (at maturity) barrier 65% of initial index levels
Underlying Indices
Lesser of S&P 500, NASDAQ, and Russell 2000.
Targeted Dates
Strike and Trade on August 27, 2021*
21.6
Issuer
Bank of Montreal (BMO)
Duration
5 years
Yield
7.35% per annum, paid monthly
Call Protection
Non-callable for first 12 months,
Contingencies
Coupon barrier 70% of initial index levels (observed monthly)
Principal (at maturity) barrier 65% of initial index levels
Underlying Indices
Lesser of S&P 500, NASDAQ, and Russell 2000.
Targeted Dates
Strike and Trade on Tuesday, June 1, 2021*
21.8
Issuer
Bank of Montreal (BMO)
Duration
5 years
Yield
8.00% per annum, paid monthly
Call Protection
Non-callable for first 12 months,
Contingencies
Coupon barrier 65% of initial index levels (observed monthly)
Principal (at maturity) barrier 65% of initial index levels
Underlying Indices
Lesser of S&P 500, NASDAQ, and Russell 2000.
Targeted Dates
Strike and Trade on Friday, December 17, 2021*